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Risk Assessment Evaluation

Please answer the questions below to see your risk score:

All questions will be answered on a scale of 1 through 5 (1 = very weak, 3 = average, 5 = very strong)

1.		Strength of your institution's current Bank Secrecy / Anti-Money Laundering / OFAC risk assessment in identifying all areas of risk throughout the institution. (e.g. Products,Services, Customers, Entities and Geographical locations)
		1 2 3 4 5
2.		Your institution's ability to identify and isolate high risk customers. (e.g. Money Services Businesses, Used Car Dealers, Pawn Shops, etc.)
		1 2 3 4 5
3.		The BSA/AML knowledge level of your institution's board of directors.
		1 2 3 4 5
4.		Strength of your institution's written BSA/AML policies and procedures.
		1 2 3 4 5
5.		Institution's ability to identify true suspicious activity instead of false/positives.
		1 2 3 4 5
6.		Results of your institution's last BSA/AML examination.
		1 2 3 4 5
7.		Institution's ability to risk rank customers conducting international activity.
		1 2 3 4 5
8.		Level of quantitative data within the institution's BSA/AML/OFAC risk assessment supporting each risk rating.
		1 2 3 4 5
9.		Strength of the various business line's ability to understand and identify suspicious activity.
		1 2 3 4 5
10.		Rate your institution's overall expertise and staffing levels related to BSA/AML functions.
		1 2 3 4 5